How To Transfer

Home How To Transfer
What are the steps to leave or resign from your current Dealer Group?
1. Review your Authorised Representative Agreement
It is important to identify:

  • Your required resignation period (typically 30 days).
  • Any requirements on resignation (Return Dealer Group Stationery; Send clients a standard resignation letter; Payment of outstanding fees etc).
2. Submit an email or letter of resignation to your Dealer Group.

See attached example below.

NB: Unless specified otherwise in your Agreement, your Dealer Group will supply a blanket letter of release over your client servicing and commission rights on the final day of your resignation period.

3. On the final day of your resignation period.
  • We will appoint you to the ASIC register so you can begin trading normally under our AFSL.
  • If a blanket letter of release is provided we will submit to the relevant providers and follow up on your behalf.
4. Usually 2-5 business days later your clients and adviser codes will be successfully transferred by the provider.
For a more detailed and confidential discussion please call Matthew McBride on 1300 683 323.